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The Hon. Justice Paul L Stein
AM Judge, NSW Court of
Appeal Supreme Court of New South Wales,
Sydney Delivered at the Land and Environment Court of New South Wales Annual
Conference Peppers Hydro Majestic,
Medlow Bath, Blue Mountains 14 & 15
October 1999
TABLE OF
CONTENTS
Overview
Introduction The origins of
the precautionary principle Defining the
precautionary principle Threats of
serious or irreversible environmental damage Lack of full scientific certainty Measures to prevent environmental degradation Not to be used as a reason for postponing
measures
The precautionary
principle and ecologically sustainable development
Legislation incorporating
ESD and the precautionary principle Status of the precautionary principle in Commonwealth
legislation Status of the precautionary
principle in New South Wales legislation Status of the precautionary principle in Tasmanian
legislation
Judicial application
of the precautionary principle Australian cases International
cases
Some practical examples of
the application of the precautionary principle
Conclusion
Bibliography
Appendix
Endnotes
Precaution, (1603) a measure taken beforehand to ward off an evil.
Shorter Oxford English
Dictionary Overview
Over the last
decade the principles of ecologically sustainable development (ESD) have
permeated inexorably into the interstices of environmental law. Many of
the principles, particularly the precautionary principle, have become part
and parcel of international, national and domestic laws and
custom.
The core principles of ESD
have come into regular use by decision-makers at a federal, state and
local government level. This is partly because of governmental policies
and practices and in part because of statute law, the highest form of
expression of government policy. The legislation of all nine governments
in Australia contain numerous references to ESD and its core principles,
see the appendix to this paper. There are more Acts which include ESD in
New South Wales than anywhere else in Australia. Most important for our
purposes are those now contained in the objects of the Environmental Planning and Assessment Act
1979 and the Protection of the Environment
Administration Act 1991, as well as the new federal environmental
legislation.
What may be noted,
however, is that the inclusion of the principles in Australian legislation
has been largely confined to objectives of statutes or agencies without
any real guidance to decision-makers as to whether and how to apply the
core principles or what weight to give them. Moreover, some of the
principles contain vague statements, some might call them aspirations, as
well as ambiguities, inconsistencies and uncertainties. Difficulties of
interpretation and application are manifest. There is even discussion on
whether the principles are merely guiding or whether they are also
operational. In these circumstances, who can blame the courts for
proceeding, like the precautionary principle, with a degree of caution.
Nonetheless, my thesis is that there is the opportunity, if not the
obligation, in the absence of clear legislative guidance, to apply the
common law and assist in the development and fleshing out of the
principles. Our task is to turn soft law into hard law. This is an
opportunity to be bold spirits rather than timorous souls and provide a
lead for the common law world. It will make a contribution to the ongoing
development of environmental law.
Introduction
The
origins of the precautionary principle
The origin of the precautionary principle lies in the
German concept of Vorsorgeprinzip, literally
translated as meaning the 'foresight principle' or 'precautionary
principle'. The principle first appeared in the mid 1960's when
environmental issues were becoming a major political theme in Germany. At
around the same time the hypothesis of 'implementation shortfalls'
emerged. The hypothesis identified that there existed a clear discrepancy
between legal provisions and the goals of environmental policy, on the one
hand, and its practical application on the other. The precautionary
principle was originally used as a yardstick by which to judge political
decisions. By the early 1970's the principle could be found in domestic
West German legislation in respect of environmental policies aimed at
combating the problems of global warming, acid rain and maritime
pollution.(1)
The precautionary principle has
played an instrumental role in the policy reform of marine pollution.
Despite regulation of both land based pollution and ocean dumping by
regional bodies, the quality of the North Sea was seen to be continuing to
decline. The German government, when calling the first North Sea meeting
in 1984, had as a negotiating aim, the inclusion of the precautionary
principle, vorsorgeprinzip.
The earliest international
agreement which explicitly refers to the precautionary principle is the
Ministerial Declaration of the Second International Conference on the
Protection of the North Sea, issued in London in November 1987. It was
accepted that:
... in order to protect the North Sea from
possibly damaging effects of the most dangerous substances, a
precautionary approach is necessary which may require action to
control inputs of such substances even before a causal link has been
established by absolutely clear scientific evidence.(2)
The precautionary principle
has since been widely used in international environmental law and has been
applied to areas such as climate change, hazardous waste and ozone layer
depletion, biodiversity, fisheries management and general environmental
management. Many treaties, some of which are extracted below, illustrate
the various circumstances in which the precautionary principle has been
utilised.
The precautionary principle received strong endorsement in the Rio
Declaration on Environment and Development (adopted in 1992 by the United
Nations Conference on Environment and Development [UNCED] in Rio de
Janeiro). The Rio Declaration contains 27 principles to guide the
International Community in the promotion of sustainable
development.
Principle 15
states:
In order to protect the environment, the
precautionary approach shall be widely applied by States according to
their capabilities. Where there are threats of serious or irreversible
damage, lack of full scientific certainty shall not be used as a
reason for postponing cost-effective measures to prevent environmental
degradation. The revision to
the Treaty of Rome as agreed at Maastricht states:
The Community policy on the environment
shall be based on the precautionary principle and on the principle
that preventative action should be taken, that environmental damage
should as a priority be rectified at source and that the polluter
should pay. Environmental protection requirements must be integrated
into the definition and implementation of other Community policies.(3)
[Emphasis added]
Article 3.3
of the 1992 U.N. Framework Convention on Climate Change states:
The parties should take precautionary
measures to anticipate, prevent or minimise the causes of climate
change and mitigate its adverse effects. Where there are threats of
serious or irreversible damage, lack of full scientific certainty
should not be used as a reason for postponing such measures, taking
into account that policies and measures to deal with climate change
should be cost effective so as to ensure global benefits at the lowest
possible cost.
Agenda 21,
agreed to at the 1992 Rio conference, recommends in relation to
radioactive waste that States should not:
... promote or allow the storage or
disposal of high-level, intermediate level and low-level radioactive
waste near the marine environment unless they determine that
scientific evidence, consistent with the internationally agreed
principles and guidelines, shows that such storage or disposal poses
no unacceptable risk to people and the marine environment or does not
interfere with other legitimate uses of the sea, making, in the
process of consideration, appropriate use of the concept of the
precautionary approach. Agenda
21 on the Protection of the Oceans expressly requires:
new approaches to marine and coastal area
management and development at the national, subregional, regional and
global levels, approaches that are integrated in content and are
precautionary and anticipatory in ambit. The June 1990 Amendments to the Montreal Protocol on
Substances that Deplete the Ozone Layer states:
[The Parties to this Protocol are]
determined to protect the ozone layer by taking precautionary measures
to control equitably total global emissions of substances that deplete
it, with the ultimate objective of their elimination on the basis of
developments in scientific knowledge, taking into account technical
and economic considerations and bearing in mind the developmental
needs of developing countries. The 1992 OSPAR Convention (Convention for the Protection of the
Marine Environment of the North East Atlantic) provides in Article 2 that
Contracting Parties shall apply:
... the precautionary principle, by virtue
of which preventative measures are to be taken when there are
reasonable grounds for concern that substances or energy introduced,
directly or indirectly, into the marine environment may bring about
hazards to human health, harm living resources and marine ecosystems,
damage amenities or interfere with other legitimate uses of the sea,
even when there is no conclusive evidence of a causal relationship
between the imputs and effects. The Convention on Biological Diversity signed at the United Nations
Conference on Environment and Development in 1992 notes in its
preamble:
... that where there is a threat of
significant reduction or loss of biological diversity, lack of full
scientific certainty should not be used as a reason for postponing
measures to avoid or minimise such a threat.
These are but a few of the international instruments
which have incorporated the precautionary principle. Australia has
ratified almost all of these environmental treaties and conventions which
are relevant to our part of the world.
Defining the precautionary
principle
The Intergovernmental Agreement
on the Environment (the IGAE) endorses the precautionary principle in the
following terms:
Where there are threats of serious or irreversible environmental
damage, lack of full scientific certainty should not be used as a reason for postponing measures
to prevent environmental
degradation. In the application of
the precautionary principle, public and private decisions should be
guided by:
(i) careful
evaluation to avoid, wherever practicable, serious or irreversible
damage to the environment; and
(ii) an assessment of the risk-weighted consequences of various
options (4) [Emphasis added] Defining the application of the precautionary principle with any
degree of precision has proved problematic because of the rapidly evolving
nature of the concept. (5) While the precautionary principle has proved to
be useful in reformulating the way in which the law structures decision-
making processes, 'ambiguity in the conceptualisation of the precautionary
principle at the policy level has led to it being given a wide range of
divergent meanings, providing a fundamental barrier to attempts at
implementation'.(6)
The
precautionary principle has been described as a decision-making approach
which ensures that a substance or activity posing a threat to the
environment is prevented from adversely affecting the environment, even if
there is no conclusive scientific proof linking that particular substance
or activity to environmental damage.(7) Briefly stated, the precautionary
principle, both in its conceptual core and its practical implications, is
preventative. The principle provides the philosophical authority to make
decisions in the face of uncertainty. In this way, it is symbolic of the
need for change in human behaviour towards the ecological sustainability
of the environment.
It is accepted
that the precautionary principle is a guiding principle. As I mention
later, the principle also has operational effect. The purpose of the
principle is to 'encourage, perhaps even oblige, decision-makers to
consider the likely harmful effects of their activities on the environment
before they pursue those activities'. (8) The concept is linked to ideas
of acceptable risk in attempting to deal with scientific uncertainty. It
challenges scientific understanding and advocates caution in dealing with
risk. Proponents of the precautionary principle acknowledge that the
principle does contain some ambiguities and uncertainties but strongly
maintain that such problems do not discredit the principle. An
understanding of the principle is more easily facilitated by considering
the conceptual elements that form the basis of the
concept.
The threshold - threats
of serious or irreversible environmental damage
The existence of threats of irreversible environmental
damage is the threshold which must be satisfied before the precautionary
principle is deemed appropriate for use in decision-making. Not only do
uncertainties associated with scientific investigation exist, but there
are also different disciplinary approaches adopted by scientists in
assessing evidence and the possibility of environmental damage. Science
does not present a unified view of the consequences of a particular
action. The precautionary principle takes into account the conflict within
science and the social construction of acceptable
risk.
According to
Farrier, the precautionary principle is 'triggered by proof of threats
falling short of the degree of probability currently recognised by science
as constituting proof'.(9) [Emphasis added] However, the principle fails
to offer any clear guidance in respect of what degree of proof is required
before the principle becomes operational. In this respect, the application
of the concept becomes somewhat problematic. However, it is submitted that
in utilising the principle in a legal
setting, the civil standard of proof on
the balance of probabilities is apposite.
Lack of full scientific certainty
No scientific method will be able to ask
all the right questions about what we do to the environment, let alone
find the answers. Science does not give absolute proof; it is
intrinsically 'soft' and its results are always open to interpretation
... Rather than commit society to a blind faith that scientific
knowledge can and does address all uncertainties, mature and rational
policy should recognise the inherent limitations of scientific
knowledge. A greener science would make these limitations explicit,
and so promote more critical public debate about the interventions in
nature that are made in the name of economic necessity. (10)
The ongoing dilemma of
decision-makers, in both the public and private sector, is how
environmental uncertainty should be addressed in decision-making. Lack of
full scientific certainty will always exist because full scientific
certainty is neither achievable nor provable. 'Science and the data on
which it is built contains inherent uncertainties which may be ignored or
misunderstood' by decision-makers.(11) The precautionary principle
highlights the fundamental fact that the interpretation of environmental
uncertainties is not only a scientific issue but also has far reaching
social and political implications requiring further debate. The
precautionary principle is a step forward in the development of an
environmental framework within which 'soundly based scientific data can be
integrated with the political, economic and social processes and
considerations upon which policy must ultimately rest'.(12)
Measures to prevent
environmental degradation
The precautionary principle offers little guidance on precisely
what measures ought to be taken when posed with a threat of serious or
irreversible environmental damage. An important question confronting
decision-makers is what type of measures does the precautionary principle
advocate? At what point in time and at what stage of a process should
these measures be taken? Is the principle aimed at the beginning stages of
a development activity or is it aimed at a continuing process of actions?
Not to be used as a reason
for postponing measures
'Once the threshold test has been satisfied (ie. proof of threats
of serious or irreversible environmental damage falling short of
scientific certainty) the burden of proof in relation to scientific
questions falls on those wishing to engage in the activity. If the
suggested threat cannot be disproved by evidence advanced by the
proponent, then it is a factor to be taken into account in the cost
benefit calculus'.(13)
The threat
of serious or irreversible environmental harm is clearly an important
factor to be taken into account but there is no guidance (in the
principle) as to the weight to be given to such a factor in reaching a
final decision. Neither does the precautionary principle provide any
guidance about how decision-makers should approach conflict between
environmental and economic values, ie. how to balance them. Farrier
identifies that 'even if the proponent fails to undermine the prima facie
case in favour of a threat of serious or irreversible environmental
damage, it apparently remains open to the decision-maker to decide that
the activity should be allowed to go ahead because of economic
imperative'.(14) Once the effect of an activity is scientifically proved,
the precautionary principle does not appear to mandate the
decision.
The precautionary
principle and ecologically sustainable
development
The
precautionary principle needs to be considered in the broader context of
the wider principles and philosophies forming the concept of ecologically
sustainable development (ESD).(15) It is accepted that ESD should be
treated as a complete package where no one principle should dominate over
any other.(16) This requires that the precautionary principle be applied
with consideration of other principles forming part of
ESD.
The modern manifestation of ESD
stems from the 1987 report of the World Commission of Environment and
Development (The Brundtland Report)(17) where development was defined as
sustainable:
... if it meets the
needs of the present without compromising the ability of future
generations to meet their own needs.
The idea is premised on the integration of economic and
environmental processes in decision-making. In 1992, the IGAE committed
all nine Australian governments to the concept, as well as local
government. ESD has since been incorporated into almost all Australian
environmental legislation as an appropriate objective for environmental
agencies and decision-makers. Often core principles are extracted for
particular emphasis and utilisation, especially the precautionary
principle. See, in particular, s 6(2) of the Protection of the Environment Administration Act 1991, adopted in many New South Wales
statutes.
In essence, ESD is
development which aims to conserve and effectively manage the environment
for the benefit of future generations. In 1990 the Commonwealth Government
suggested the following definition for ESD: ... using, conserving and enhancing the community's resources so
that ecological processes, on which life depends, are maintained, and the
total quality of life, now and in the future, can be
increased.(18)
Two features are
characteristic of an ESD approach. First, decision-makers need to consider
the economic, social and environmental implications of actions for the
local and international community and biosphere. Second, in reaching
decisions, decision-makers must adopt a long-term rather than short-term
view.(19) In this sense, the precautionary principle ensures a better
integration of environmental considerations in
decision-making.
The core concepts
of ESD include:
· the conservation of biological diversity and ecological
integrity · inter-generational equity ·
the precautionary principle · improved valuation,
pricing and incentive mechanisms
According to the 1992 National Strategy for ESD the guiding
principles include:
· decision-making processes should effectively integrate
both long and short-term economic, environmental, social and equity
considerations · where there are threats of serious or irreversible
environmental damage, lack of full scientific certainty should not be used
as a reason for postponing measures to prevent environmental
degradation
· the global dimension of environmental impacts of actions
and policies should be recognised and considered
· the need to develop a
strong, growing and diversified economy which can enhance the capacity for
environmental protection should be recognised
· the need to maintain
and enhance international competitiveness in an environmentally sound
manner should be recognised
·
cost effective and flexible policy
instruments should be adopted, such as improved valuation, pricing and
incentive mechanisms
· decisions and actions should provide for broad community
involvement on issues which affect them.(20)
The central objectives of ESD are:
· to enhance individual
and community well-being and welfare by following a path of economic
development that safeguards the welfare of future
generations
· to provide for equity within and between generations
[inter and intra generational
equity]
· to protect biological diversity
and maintain essential ecological processes and life-support systems.
(21)
ESD represents a delicate
balancing of the often competing interests of development and
environmental protection.(22) Application of the precautionary principle
is considered appropriate in circumstances where a proposed activity
carries with it a risk of potentially serious environmental damage which
may threaten the interests of present and future generations. Properly
evaluating risks is likely to be aided by the guiding principles and
indicators of sustainability.(23)
Legislation incorporating ESD and the precautionary
principle
As shown by the
appendix to this paper, an astounding number of federal, state and
territory statutes have expressly referred to or incorporated ESD
principles. However, an analysis of the legislation reveals that much of
it adopts ESD in general terms without necessarily assigning a specific
role to the principles. The following examples of centrally relevant
environmental legislation are indicative of the lack of consistency in the
approach to inclusion of ESD principles within Acts of Parliament. It will
be readily appreciated that ESD is often included among the objects of an
Act without further reference, whereas some legislation requires all
decisions or specific decisions to take into consideration core principles
or to have regard to principles of ESD. It will be seen that no statute
gives any precise guidance as to the weight to be given to the principles,
nor their particular role in the balancing of considerations in arriving
at a decision.
Status of the precautionary
principle in Commonwealth legislation
The Environment
Protection and Biodiversity Conservation Act 1999 provides the most detailed legislative exercise in its
reference to ESD and the precautionary principle. It lists, among the
objects in s 3, the promotion of ecologically sustainable development through the conservation and
ecologically sustainable use of natural resources. The principles of ESD, including the precautionary
principle, are then defined in s 3A. Section 391 is important and requires
that the Minister must take account of
the precautionary principle in making a
decision listed under s 391(3) which relates to: whether or not to grant a
permit under s 237 and s 238; making a recovery plan or adopting a plan as
a recovery plan under s 269A; whether or not to have a threat abatement
plan for a key threatening process under s 270A; making a threat abatement
plan or adopting a plan as a threat abatement plan under s 270B; approving
a variation of a plan adopted as a recovery plan or threat abatement plan
under s 280; making a wildlife conservation plan or adopting a plan as a
wildlife conservation plan under s 285; approving a variation of a plan
adopted as a wildlife conservation plan under s 295; making a plan for
managing a property that is included in the World Heritage List and is
entirely within one or more Commonwealth areas under s 316; making a plan
for managing a wetland that is designated for inclusion in the List of
Wetlands of International Importance kept under the Ramsar Convention and
is entirely within one or more Commonwealth areas under s 328; making a
plan for managing a biosphere reserve entirely within one or more
Commonwealth areas and approving a management plan for a Commonwealth
reserve under s 370. It will be most interesting to see how these
provisions work in practice.
Status of the precautionary principle in New South Wales
legislation
At the last
count 47 Acts of the New South Wales Parliament included ESD principles!
The Protection of the Environment
Administration Act 1991 establishes the
EPA, making provisions with respect to its general responsibilities and
management. Section 6(1) of the Act lists the need to maintain ecologically sustainable
development as one of many objectives
of the EPA. The defining principles of ESD, including the precautionary
principle, are defined in s 6(2). Many other NSW statutes define ESD by
reference to this section. Some of the more important references are
extracted below.
Section 3 of the
Protection of the Environment Operations
Act 1997 lists the protection,
restoration and enhancement of the quality of the environment in NSW, with
regard to the need to maintain ecologically
sustainable development, as one of many
objectives of the Act. Indirect reference is made to ESD principles in s
13 which requires that, in preparing a draft policy, the EPA
must take into
consideration, inter alia, the
principles of environmental policy set out in the IGAE. Under s 45 the EPA
is further required to take into
consideration the objectives of the EPA as referred to in s 6 of
the Protection of the Environment Administration Act 1991 in relation to its licensing functions under
Chapter 3 of the Act.
Section 37A of the Coastal Protection Act 1979
provides that the Minister is to have
regard to the principles of ecologically sustainable development
in exercising functions under Part 3 of
the Act which concerns the use of the coastal zone. Principles of ESD are
defined by reference to the definition contained in s 6(2) of the
Protection of the Environment
Administration Act
1991.
The Contaminated Land Management Act
1997 establishes a process for investigating and remediating land areas
where contamination presents a significant risk of harm to human health or
some other aspect of the environment. Section 10(1) provides that the EPA
is to have regard to the principles of
ecologically sustainable development in the exercise of its
functions under the Act and is
to seek the implementation of those
principles in the management of
contaminated land. Core ESD principles are defined in s
10(2).
The Threatened Species Conservation Act 1995 attempts to conserve threatened species,
populations and ecological communities of animals and plants. The
conservation of biological
diversity and the promotion of
ecologically sustainable
development is listed in s 3 as being
amongst the objects of the Act. Section 4 defines references to ESD made
in the Act as having the same meaning as under s 6(2) of the
Protection of the Environment
Administration Act 1991. Section 44(2)
provides that the Minister, upon receiving a recommendation from the
Director-General, must consider, along with factors listed in s 44(1), whether
consistent with the principles of ESD the recommendation might be amended
to avoid or lessen any adverse consequences of the making of a declaration
of critical habitat. By way of s 97, in considering whether to grant or to
refuse to grant a license application, the Director-General must take into
account, inter alia, the principles of ESD.
Section 110(2)(h) provides that a species impact statement must
include, a description of 'any feasible alternatives to the action that
are likely to be of lesser effect and the reasons justifying the carrying
out of the action in the manner proposed, having regard to the
biophysical, economic and social considerations and the principles of
ESD'.
Section 116(1) provides that
a person against whom an order is made may appeal to the Minister against
the making of the order. Pursuant to ss 2(b) on hearing an appeal the
Minister may 'modify or rescind the order, but only if this is consistent with
the principles of ESD'.
Section
140(1) provides that the Director-General is to prepare a Biological
Diversity Strategy setting out how the objects of the Act are to be
achieved. Sub section (2)(b) requires that the strategy is to include
proposals for preparing or contributing to the preparation of strategies
for ESD in New South Wales, including the integration of biological
diversity and natural resource management.
The Native Vegetation
Conservation Act 1997 relates to the
conservation and sustainable management of native vegetation and the
clearing of land. Section 3 provides that the objects of the Act are to be
considered in accordance with the
principles of ecologically sustainable development. Section 4 defines references to ESD made in the Act as
having the same meaning as under s 6(2) of the Protection of the Environment Administration Act 1991.
Section 7
of the Local Government
Act 1993 lists, among the purposes of
the Act, that councils, councillors and council employees have regard to the principles of ecologically
sustainable development in carrying out their
responsibilities under the Act. Section
8, which contains the council's charter, refers to ESD in properly
managing, developing, protecting, restoring, enhancing and conserving the
environment. Section 89(1)(c) also refers to council's obligation to
take into consideration the principles
of ecologically sustainable development
in determining applications lodged for approval.
The Fisheries
Management Act 1994 lists the promotion
of ecologically sustainable
development as one of the objects of
the Act in s 3. Section 4 defines ESD as having the same meaning as under
s 6 of the Protection of the Environment
Administration Act 1991. Section
30(1)(c) provides that in determining total allowable catches the Total
Allowable Catch Setting and Review Committee (the TAC) is to
have regard to the precautionary
principle, namely, that if there are threats of serious or irreversible
damage to fish stocks, lack of full scientific certainty should not be
used as a reason for postponing measures to prevent that
damage. Section 57(2)(a) states that a
management plan must include performance indicators to monitor whether the
objectives of the plan and ESD are being attained. Section 143(5) is of
similar effect but relates to aquaculture industry development plans
instead of management plans. In relation to matters to which the Minister
is to have regard in declaring critical habitat, s 220S(2) provides that
the Minister must also consider whether, consistent with the principles of
ESD, the area identified might be amended to avoid or lessen any adverse
consequences of its declaration as a critical habitat. Section 221A(1)(e)
states that in considering whether to grant or refuse to grant a license
application, the Director must take into
account the principles of ESD. In
relation to the content of a species impact statement as to threatened
species and populations under s 221K(2)(g), there must be the inclusion of
a description of any feasible alternatives to the action that are likely
to be of lesser effect and the reasons justifying the carrying out of the
action in the manner proposed, having regard to, inter alia, the
principles of ESD. Subsection 3(e) is of similar effect but relates
instead to a species impact statement including information as to
ecological communities. Section 221(2)(b) provides that the Minister,
after hearing an appeal against a stop work order, may modify or rescind
the order but only if this is consistent with the principles of
ESD.
Principles of ESD have now been
expressly incorporated into the objects section (s 5) of the
Environmental Planning and Assessment
Act 1979 by 1997 amendments. Prior to
such amendments, ESD had only been specifically referred to in the
Regulation for the purposes of preparing environmental impact statements.
However, prior to the inclusion of ESD in s 5, the Land and Environment
Court had accepted that it could be a head of consideration arising under
s 90.(24)
It is worthwhile noting
that an increasing number of planning instruments made under the
Environmental Planning and Assessment
Act are including ESD principles.
Further, a number of state environmental planning policies are based on
ESD principles, eg. coastal wetlands, urban bushland preservation (25) and
littoral rain forests. The National
Parks and Wildlife Act 1974 does not
explicitly refer to ESD principles but indirectly includes it by reference
to 'sustainable development'.
However, in Leatch v National Parks and Wildlife Service (26) the principles of ESD were considered to fall within the
subject matter, scope and purpose of the legislation in relation to a
licence to 'take and kill' endangered fauna. The Act is presently under
review and it is possible that it will be amended to include express
reference to ESD.
Section 4(b) of
the Sustainable Energy Development Act
1995 lists as an object of the Act, the
encouragement of the development, commercialisation, promotion and use of
sustainable energy technology in accordance with the principles of ESD
contained in s 6(2) of the Protection of
the Environment Administration Act 1991. Section 6(b) provides that the principal objectives of the
Authority are the facilitation of the 'development, commercialisation,
promotion and use of' that technology, 'particularly in those areas (other
than fundamental research) where the development, commercialisation,
promotion and use of that technology is impeded by lack of appropriate
information or finance or by other barriers, in accordance with the
principles of ESD contained in s 6(2) of the Protection of the Environment Administration Act 1991'.
Section 4
of the Marine Parks Act 1997 defines 'ecologically sustainable use of a marine
park' to mean 'the taking of plants, animals or materials from the marine
park, or some other use of the marine park, in accordance with the
principles and programmes for ESD set out on s 6(2)' of the
Protection of the Environment
Administration Act 1991.
Section 11(5) of the
Sydney Water Catchment Management Act
1998 provides that the Board may
'request the Minister to review a direction if the Board considers that
compliance with the direction is likely to result in environmental
degradation, or that the direction is otherwise inconsistent with the
principles of ESD referred to in s 14(1)(c)'. Section 14(1)(c) provides,
among the principal objectives of the Authority, that where its activities
affect the environment, it is to conduct its operations in compliance with
the principles of ESD contained in s 6(2) of the Protection of the Environment Administration Act
1991.
Section 3(d) of the Rural Fires
Act 1997 lists among the objects of the
Act, 'the protection of the environment by requiring certain activities
referred to in paragraphs (a) to (c) to be carried out having regard to
the principles of ESD described in s 6(2) of the Protection of the Environment Administration Act
1991'.
Subparagraphs (a) to (c) provide for the:
(a) prevention, mitigation and suppression of bush
fires (b) co-ordination of bush fire
fighting and bush fire prevention (c)
the protection of persons from injury and property from damage by
fire
Section 9(3) requires that the
Rural Fire Service is to have
regard to the principles of ESD in
carrying out any functions that affect the environment. Section 48(3) is
of similar effect but applies to the Bush Fire Co-ordinating Committee as
opposed to the Rural Fire Service. Section 51 provides that the Bush Fire
Management Committee is to have regard to the principles of
ESD in carrying out any function that affects the
environment.
Section 5 of the
Catchment Management Act
1989 lists among the objects of the
Act, the promotion of 'sustainable use of natural resources'. Section 4
states that total catchment management is the 'co-ordinated and
sustainable use of and management of land, water, vegetation and other
natural resources on a water catchment basis so as to balance resource
utilisation and conservation'.
These
are but some illustrations of the numerous NSW Acts of Parliament which
incorporate ESD principles but gives some indication of the diversity of
application of the principles.
Status of the precautionary principle in Tasmanian
legislation
The new Tasmanian resource management and
planning system actually places an 'obligation' on any person
performing functions or exercising powers under the legislation to do
so in accordance with the stated objectives of 'sustainable
development'. This suggests that decision-making processes in relation
to planning and environment protection covered by the new package of
legislation may be challenged in law as not having been based on, or
having failed to reasonably consider, principles of sustainable
development .(27)
An example
of the indirect inclusion of ESD principles in the Tasmanian legislation
is the Resource Management and Planning
Appeal Tribunal Act 1993 - Schedule 1.
Clause 1(a) lists the promotion of sustainable development of natural and physical resources and the
maintenance of ecological processes and diversity as one of the objectives of the resource management and
planning system of Tasmania. Clause 2 defines sustainable development to
mean:
managing the use, development and
protection of natural and physical resources in a way, or at a
rate, which enables people and communities to provide for their
social, economic and cultural well-being and for their health and
safety while:
(a) sustaining the potential of
natural and physical resources to meet the reasonably foreseeable
needs of future generations; and
(b) safeguarding the life-supporting capacity of
air, water, soil and ecosystems; and
(c) avoiding, remedying or mitigating any
adverse effects of activities on the environment. Clause 1(a) of the Environmental
Management and Pollution Control Act 1994 - Schedule 1 lists the promotion of 'sustainable development' of natural and physical resources and the maintenance of
ecological processes and genetic diversity as one of many objectives of
the resource management and planning system of Tasmania. [These are the
same definitions as contained in Resource Management and Planning Appeal Tribunal
Act]. 'Sustainable Development' is
defined in cl 2. Clause 3(h) lists, as an objective of the environmental
management and pollution control system established by the Act, the
adoption of a 'precautionary approach when assessing environmental risk to
ensure that all aspects of environmental quality, including ecosystem
sustainability and integrity, and beneficial uses of the environment are
considered in assessing, and making decisions in relation to the
environment.'
Judicial
application of the precautionary principle
Discussed below are a selection of Australian and
overseas judicial decisions which have made reference to the precautionary
principle. They are by no means a complete list. While international and
domestic policy instruments, such as the IGAE, incorporate the
precautionary principle, the statutes forming the basis of many of the
cases discussed here do not expressly refer to the principle. (28)
However, even in the absence of an express legislative mandate to apply
the principles of ESD, the judiciary in New South Wales (and elsewhere in
Australia), has sought to apply such principles. (29) Such cases
illustrate the judicial application of the precautionary principle, to the
extent that it is emerging as a common law doctrine.
Australian
cases
Leatch v National
Parks and Wildlife Service (30) was the
second NSW case to apply the precautionary principle. This was a 'merits'
appeal against the granting of a license to Shoalhaven City Council to
'take and kill' endangered fauna from an area where a road was proposed to
be constructed. The third party objector claimed that the precautionary
principle should be applied to refuse the license because of scientific
uncertainty surrounding the effects on endangered fauna following from the
road construction, particularly on the giant burrowing frog and the yellow
bellied glider. (31)
I noted that
while almost every recent international environmental treaty, convention
and policy document, as well as the IGAE, referred to ESD and in
particular to the precautionary principle, the National Parks and Wildlife Act,
under which the Director-General of the National Parks and Wildlife
Service granted the license, did not expressly do so. I
said:
When Part 7 of the Act is
examined it is readily apparent that the precautionary principle, or what
I have stated this may entail, cannot be said to be an extraneous matter.
While there is no express provision requiring consideration of the
'precautionary principle', consideration of the state of knowledge or
uncertainty regarding a species, the potential for serious or irreversible
harm to an endangered fauna and the adoption of a cautious approach in
protection of endangered fauna is clearly consistent with the subject
maker, scope and purpose of the Act.
and
... the precautionary
principle is a statement of commonsense and has already been applied by
decision-makers in appropriate circumstances prior to the principle being
spelt out. It is directed towards the prevention of serious or
irreversible harm to the environment in situations of scientific
uncertainty. Its premise is that where uncertainty or ignorance exists
concerning the nature or scope of environmental harm (whether this follows
from policies, decisions or activities), decision-makers should be
cautious.
I
added:
... caution should be the
keystone to the Court's approach. Application of the precautionary
principle appears to me to be most apt in a situation of a scarcity of
scientific knowledge of species population, habitat and impacts. Indeed,
one permissible approach is to conclude that the state of knowledge is
such that one should not grant a licence to 'take or kill' the species
until much more is known. It should be kept steadily in mind that the
definition of 'take' in s 5 of the Act includes disturb, injure and a
significant modification of habitat which is likely to adversely affect
the essential behavioural patterns of a species. In this situation I am
left in doubt as to the population, habitat and behavioural patterns of
the Giant Burrowing Frog and am unable to conclude with any degree of
certainty that a licence to 'take or kill' the species should be
granted.
The appeal was upheld and
the license refused.
In the context
of immigration law, in Minister for
Immigration and Ethnic Affairs v Teoh
(32) the High Court discussed the domestic application of international
agreements to which Australia is a party. The Court
said:
The provisions of an
international convention to which Australia is a party, especially one
which declares universal fundamental rights, may be used by the courts as
a legitimate guide in developing the common law.
As noted by Pearson in her article about incorporating
ESD after Teoh,(33) it is likely that ESD is a factor which courts may
take into account, and their decisions would not be vitiated by taking
them into account. I am not aware of any judicial review challenge to a
decision on the basis of the taking into account of the precautionary
principle as an irrelevant consideration or the converse. No doubt there
will be occasion in the future for the courts to consider such a
challenge.
Mason discusses the
importance of the precautionary principle to environmental law in
Australia in the context of Teoh.(34) He notes the national
and domestic recognition of the principle, seen as an emerging norm of
customary international law. This is important since statutes will be
interpreted and applied in conformity with customary international
law.(35) Citing the provisions of the IGAE, Sir Anthony Mason comments on
the beginning of recognition of international ESD principles in cases such
as Leatch and Greenpeace v Redbank
Power in the NSW Land and Environment
Court.
In the Friends of Hinchinbrook Society Inc v Minister for
Environment (36) the Minister had
granted development consent for a proposed tourist resort located near the
Great Barrier Reef. In 1981 the Great Barrier Reef was included in the
World Heritage List, pursuant to the 1972 UNESCO Convention for the
Protection of the World Cultural and Natural Heritage. Friends of the
Hinchinbrook Society contended that the Minister had improperly exercised
his powers conferred under the World
Heritage Properties Conservation Act 1983 and failed to have regard to the precautionary principle. It
brought a challenge in the Federal Court.
Sackville J, at first instance, accepted Leatch, saying 'it may be that
the "commonsense principle" identified by Stein J is one to which the
Minister must have regard'. His Honour did, however, say that if the
principle was a mandatory consideration for the Minister, that would 'flow
from a proper construction of the relevant legislation and of its scope
and purpose' (37), rather than as a result of Australia's adoption of
'policies and objectives relevant to a national strategy on the
environment'. His Honour held that the precautionary principle, in the
form adopted by the IGAE, was not a consideration that the Minister was
bound to take into account in exercising powers conferred under the
World Heritage Act. His Honour however found that the Minister did take
into account the need to exercise caution in the situation of scientific
uncertainty:
It is true that the
Minister did not expressly refer to the precautionary principle or some
variation of it, in his reasons. But it is equally clear that before
making a final decision he took steps to put in place arrangements
designed to address the matters of concern identified in the scientific
reports and other materials available to him. The implementation of these
arrangements ... indicate that the Minister accepted that he should act
cautiously in assessing and addressing the risks to World Heritage values
... he took into account the commonsense principle that caution should be
exercised where scientific opinion is divided or scientific information is
incomplete.(38)
The case of
Nicholls v Director-General of National
Parks and Wildlife (39) involved an
appeal against a decision by the Director-General of National Parks and
Wildlife Service to grant a license to the Forestry Commission permitting
forestry operations in the Wingham Management Area to 'take or kill'
endangered fauna. The applicant contended that the fauna surveys and fauna
impact statement obtained under the legislation contained deficiencies,
and that the precautionary principle should be taken into account by the
Court in considering the appeal. Talbot J noted that the IGAE created no
binding obligation on the Director-General or the Court.(40) By way of
obiter, his Honour referred to inherent difficulties associated with the
application of the precautionary principle:
Furthermore, the statement of the precautionary principle, while it
may be framed appropriately for the purpose of a political aspiration, its
implementation as a legal standard could have the potential to create
interminable forensic argument. Taken literally in practice it might prove
to be unworkable. (41)
However, his
Honour added that the application of the precautionary principle, as
provided in the IGAE, was 'a practical approach which the court finds
axiomatic, in dealing with environmental assessment'
(42)
In refusing the application,
his Honour held that the fauna impact statement did include to the fullest
extent reasonably practicable the information required by s 92D of the
National Parks and Wildlife
Act 1974 and that the fauna impact
statement was but one of a number of tools to be used in determining
whether to grant a license to 'take or kill' protected fauna.
In Greenpeace Australia Ltd v Redbank Power Co (43) the Singleton Shire Council granted development
consent to Redbank Power Co. Pty Ltd for the construction of a coal-based
power station at Warkworth in the Hunter Valley. Greenpeace objected
to the proposal contending that the impact of carbon dioxide emissions
from the project would unacceptably exacerbate the greenhouse effect and
that the Court should apply the precautionary principle, as defined in the
IGAE, to refuse development consent. Again, it was a 'merits' appeal by a
third party objector.
Pearlman J
noted that the Framework Convention on Climate Change, (ratified by
Australia) the IGAE and the National Greenhouse Response Strategy relied
upon by Greenpeace, were not binding policy documents. Whether such
proposals 'should be prohibited is a matter of government policy and it is
not for the Court to impose such a prohibition'. (44)
Her Honour accepted that the precautionary principle
could be incorporated as a factor to which the Court must have regard as a
matter of 'public interest' under s 90 of the Environmental Planning and Assessment Act 1979, and s 39(4) of the Land and Environment Court Act 1979. Her Honour concluded:
There are, however, instances of
unscientific uncertainty on both sides of the issues in this case. For
example, Redbank has contended that tailing dams pose environmental
problems, whilst Greenpeace
has denied that there are serious
environmental problems surrounding current methods of tailing disposal. On
the other hand, Greenpeace
has asserted that co2 emission from the
project will have serious environmental consequences, whilst
Redbank has asserted that there is considerable uncertainty about its
consequences. The important point about the application of the
precautionary principle in this case is that 'decision-makers should be
cautious': per Stein J in Leatch v
National Parks and Wildlife Service (1993) 81 LGERA 270 at 282.
The application of the precautionary
principle dictates that a cautious approach should be adopted in
evaluating the various relevant factors in determining whether or not to
grant consent, it does not require that the greenhouse issue should
outweigh all other issues.(45)
In so
concluding, her Honour highlighted the balancing act required by s 90. The
precautionary principle was but one factor to be weighed in the
balance.
Alumino (Aust) Pty Ltd v
Minister Administering the Environmental Planning and Assessment Act
1979 (46) concerned an appeal seeking
to establish an aluminium dross plant. Talbot J reiterated what he had
said in Nicholls. He stated:
It is
obvious that where development involves the handling and processing of
materials which have the potential to cause significant harm to the health
of human beings and vegetation, extreme
caution must be used in determining
whether development consent will be forthcoming. In the present case the
Court has sat and listened to the testing of technical opinions and advice
tendered by expert witnesses in the relevant fields ... the Court has the
advantage of knowing that none of the applicant's expert witnesses were
persuaded to deviate from their conviction that the plant could be
operated in a way which would not have any significant environmental
consequence ... this is not a case which there really is a competing
expert view demonstrating different scientific opinions which remain
unresolved. Rather it has been demonstrated that the dross recycling
process can be managed and controlled in such a way that the predictions
will be met. (47) [Emphasis added]
His Honour was satisfied that there was no relevant scientific
uncertainty, endorsing at the same time the taking of a cautionary
approach.(48)
Bridgetown/Greenbushes Friends of the Forest Inc v Department of
CALM is a decision of the Full Court of
the Supreme Court of Western Australia. (49) One of the conditions imposed
on a proposal to log karri forest included it being managed 'in accordance
with a precautionary approach'. The plaintiff claimed that, when read with
the IGAE, it involved an application of the precautionary principle, which
it alleged had been breached. Templeman J noted that the condition
referred to the precautionary approach, not the principle. His
Honour was of the view that such a precautionary approach did not dictate
one specific course of action to the exclusion of others, citing
Nicholls.
The precautionary principle
is also discussed by Cox J in R v
Resource Planning and Development Commission in the Supreme Court of Tasmania. (50)
Northcompass v Hornsby Council (51) was interesting because the development was a
bioremediation plant which, in theory, would advance ESD. However, there
was relevant scientific uncertainty as to the effect of odour and air
pollution from windrows on young children and residents living in close
proximity. The case is a good example of how a number of ESD principles
can come into play and sometimes conflict. The decision
concluded:
It must be said that this
case is not an example of the so-called NIMBY (not in my back yard)
syndrome. On the evidence, it is simply inappropriate to locate a
bioremediation plant with open windrows so close to sensitive land uses.
One would need a trial which proved an environmental success, rather than
a failure, to lend confidence in good environmental performance given the
present location. Alternatively, a proponent could demonstrate the
soundness of a proposal by field or laboratory tests simulating operating
conditions, as suggested by the EPA. This has not
occurred.
The Council argues that
the concept of a bioremediation facility is an excellent example of
ecologically sustainable development. We agree. It is consistent with ESD
to have a facility which takes green waste away from diminishing landfill
and provides valued added end products. This is consistent with the core
principle of intergenerational equity. It must, however, be noted that
another core ESD principle is the precautionary principle. This was
mentioned by the EPA and a cautionary approach was quite specifically
adopted by Commissioner Cleland in his Report and recommendations to
Council. We think that he was correct to do so, given the particular
factual context and bufferless location.
There are of course many Rio Principles which are relevant to
environmental decision-making, including a case such as this. For example,
the right to a healthy environment (Principle 1). Indeed, the principle of
environmental harm is a major cornerstone of ESD. This is most effectively
accomplished through environmental impact assessment processes (Rio
Principle 17) involving full public participation (Principle
10).
The applicability of ESD
principles to designated development under Part 4 of the EPA Act and the
inter-relationship of the principles has never been fully explored in the
Court. It is unnecessary to do so in this case given our conclusion that
the application should be refused on its merits for the reasons we have
given.
In Planning Workshop v Pittwater Council, a case concerning the habitat of squirrel glider, Pearlman J left
open the application of the precautionary principle since she had
determined to refuse the development on the basis of its significant
effect on threatened fauna.(52)
Nicholls, Greenpeace and other
subsequent cases in the Land and Environment Court indicate that while
the Court has applied the precautionary principle since Leatch, it has not
been found to be a factor to be given such weight as to lead to a refusal
of consent in the circumstances of the particular
appeals.
International
cases
In the Danish Bees case (53)
the European Court of Justice indirectly applied the precautionary
principle to justify a measure having equivalent effect to a quantitative
restriction in EC law.(54) The case involved a decision made by the Danish
Minister for Agriculture which prohibited the keeping of bees on the
island of Laeso and certain neighbouring islands other than those of the
sub-species, Apis Mellifera
Mellifera (the Laeso Brown
Bee).
The issue before the Court was
whether the keeping on the islands of any species of bee other than the
sub-species, Apis Mellifera
Mellifera constituted a measure having
equivalent effect to a quantitative restriction within the meaning of
Article 30 of the European Community Treaty (the EC Treaty) and whether,
if that were the case, such legislation was justified on the ground of the
protection and health and life of animals. The Danish Government
maintained that the establishment of pure breeding areas for the
sub-species, in a particular area within a Members' State, did not affect
trade between Member States. It was contended that this did not constitute
discrimination in respect of bees originating in other Member States and
was not intended to regulate trade between Member States. Further, the
effects on trade flowing from the Minister's prohibition were too
hypothetical and uncertain to be regarded as a measure likely to obstruct
it.
Notwithstanding the lack of
conclusive scientific evidence establishing both the nature of the
sub-species and its risk of extinction, the Court concluded that the
decision made by the Minister constituted a measure having an effect
equivalent to a quantitative restriction within the meaning of Article 30
of the EC Treaty and that the prohibition was also justified under Article
36 of the Treaty:
... measures to
preserve an indigenous animal population with distinct characteristics
contribute to the maintenance of biodiversity by ensuring the survival of
the population concerned. By so doing, they are aimed at protecting the
life of those animals and are capable of being justified under Article 36
of the Treaty.
The legislation was
also justified under the Biodiversity Convention ratified by the EC. In so
holding, the Court took a precautionary approach to the preservation of
indigenous animal populations and the conservation of
biodiversity.
In R v Secretary of State for Trade and Industry ex parte
Duddridge and Others
(55) three children sought an order that the responsible Minister or
Department issue a regulation to limit the electro magnetic radiation
(EMR) which electricity licensees could emit. The applicants argued that
the precautionary principle should be applied because there was scientific
uncertainty about the possible link between EMR and health effects. In the
Queens Bench Division, Smith J limited the application of the
precautionary principle to environmental, rather than health risks, as
well as finding that there was no catch-all 'any other circumstances'
provision in the British legislation which would entitle her to take it
into account. With respect to EC law, Smith J concluded that references in
the Maastricht Treaty to ESD principles were mere policy and would permit,
but did not compel, their consideration by the decision-maker. This
result, is in sharp contrast to the Pakistani case of Zia v WAPDA (56)
concerning EMR.(57)
In
Zia v WAPDA the respondent
authority was constructing an electrical grid station in a residential
area. The petitioners, who were residents within the vicinity, alleged
that the electromagnetic field created by the high voltage transmissions
lines at the station would pose a serious health hazard to them. Article 9
of the Constitution of Pakistan (1973) provides that 'no person shall be
deprived of life or liberty save in accordance with law'. Article 14
provides that 'the dignity of man and subject to law, the privacy of the
home shall be inviolable'. Article 184(3) provides for public interest
litigation. Where the 'life' of citizens is degraded, the quality of life
is adversely affected and health hazards are created affecting a large
number of people, the Supreme Court, in exercising its jurisdiction under
Article 184(3) of the Constitution, may grant relief to the extent of
stopping the functioning of factories/units which create pollution and
environmental degradation.
The
Supreme Court held, inter alia, that the existing scientific evidence
regarding the possibility of adverse biological effects from exposure to
power-frequency fields, as well as the possibility of reducing or
eliminating such effects, was inconclusive. In responding to such
scientific uncertainty the Court applied the precautionary principle.
To my knowledge there have been a
number of cases in the Land and Environment Court which have considered
the potential impact of EMR on animals and humans.
The Philippines case of Minors Oposa v Secretary of State of the Department of Environment
and Natural Resources
(58) involved proceedings in the Supreme Court for an order that the
Government terminate forest destruction carried out pursuant to existing
legislation and future licenses, on the basis that the issue of the
licenses contravened citizen's environmental rights contained in the 1987
Constitution and a number of other instruments.
Section 16 of the Constitution provides:
The State shall protect and advance the
right of the people to a balanced and healthful ecology in accord with
the rhythm and harmony of nature. The Court applied the principle of intergenerational equity to
grant standing to plaintiffs, who had not reached the age of the majority,
to represent the interests of themselves and future unborn
citizens.(59)
In AP Pollution Control Board v Nayudu, (60) the Supreme Court of India was considering a
petition claiming that certain hazardous industries proposed to be
established by the respondents without the necessary certificate from the
State Pollution Control Board could not proceed. M. Jagannadha Rao, J
discussed the difficulties faced by environmental courts globally in
dealing with scientific data. He cited articles by Lord Woolf and
Carnworth on the desirability of a specialist environmental court. In
particular, his Honour discussed the status and application of the
precautionary principle citing Barton and other
articles.
His Honour
said:
The 'uncertainty' of
scientific proof and its changing frontiers from time to time has led to
great changes in environment concepts during the period between the
Stockholm Conference of 1972 and the Rio Conference of 1992. In
Vellore Citizens' Welfare Forum v Union
of India and others, 1995 (5) SCC 647, a three Judge Bench of this Court referred to these changes, to the
'precautionary principle' and the new concept of 'burden of proof' in
environmental matters. Kuldip Singh, J after referring to the principles
evolved in various international Conferences and to the concept of
'Sustainable Development', stated that the Precautionary Principle, the
Polluter-Pays Principle and the special concept of Onus of Proof have now
emerged and govern the law in our country too, as is clear from Articles
47, 48-A and 51-A(g) of our Constitution and that, in fact, in the various
environmental statutes, such as the Water Act, 1974 and other
statutes, including The Environment
(Protection) Act 1986, these concepts
are already implied. The learned Judge declared that these principles have
now become part of our law. The relevant observations in the
Vellore Case in this behalf read as follows:
In view of the above-mentioned constitutional and statutory
provisions we have no hesitation in holding that the Precautionary Principle and the Polluter-Pays Principle are part of the environmental law
of this country.
The Supreme Court
discussed the development of the precautionary principle in replacing the
Assimilative Capacity Principle adopted at an earlier point of
time.
Rao J
stated:
The principle of precaution
involves the anticipation of environmental harm and taking measures to
avoid it or to choose the least environmentally harmful activity. It is
based on Scientific uncertainty. Environmental protection should not only
aim at protecting health, property and economic interest but also protect
the environment for its own sake. Precautionary duties must not only be
triggered by the suspicion of concrete danger but also by (justified)
concern or risk potential. The precautionary principle was recommended by
the UNEP Governing Council (1989). The Bomako Convention also lowered the
threshold at which scientific evidence might require action by not
referring to 'serious' or 'irreversible' as adjectives qualifying harm.
However, summing up the legal status of the precautionary principle, one
commentator characterised the principle as still 'evolving' for though it
is accepted as part of the international customary law, 'the consequences
of its application in any potential situation will be influenced by the
circumstances of each case'.
The
Court also discussed the issue of burden of proof in cases involving the
application of the precautionary principle:
... Therefore, it is necessary that the party attempting to
preserve the status quo by maintaining a less-polluted state should not carry
the burden of proof and the party who wants to alter it, must bear this
burden. (See James M. Olson, Shifting the Burden of Proof, 20 Envtl. Law
p.891 at 898 (1990). (Quoted in Vol 22 (1998) Harv. Env. Law Review p. 509
at 519, 550).
The precautionary
principle suggested that where there is an identifiable risk of serious or
irreversible harm, including, for example, extinction of species,
widespread toxic pollution in major threats to essential ecological
processes, it may be appropriate to place the burden of proof on the
person or entity proposing the activity that is potentially harmful to the
environment.
The case of
Ashburton Acclimatisation Society v
Federated Farmers of New Zealand Inc
(61) was determined well before ESD principles became included in
legislation. It is referred to by Burton
and picked up by the Supreme Court of
India in Nayudu. It involved an appeal, referring back to the Planning
Tribunal for consideration, its report for a national water conservation
order affecting the Raikaia River. The contest was between
conservationists, who wished the flow and characteristics of the river to
be conserved, and farmers who wished to use the water from the river for
irrigation. It was submitted that if implemented the report would unduly
prejudice the rights and expectation of the Farmers Federation.
At the heart of the appeal was the
ground that the Tribunal had misconstrued of the Act by placing undue
emphasis upon protection of outstanding features of the river and by
failing to pay sufficient regard to the competing need of out of stream
users, in particular the needs of primary industry and the community. The
Tribunal had regarded the sustainability of the amenity afforded by the
waters in their natural state as being the overriding consideration under
the Water and Soil Conservation
Act 1967 (NZ).
The Court of Appeal held that the Water and Soil Conservation Act, as amended, placed emphasis on conservation of natural
waters. Once it was determined that the amenity afforded by the waters in
their natural state should be recognised and sustained, primacy was to be
accorded to that object and it should not be defeated by striving to
achieve a balance for other users of water. The needs of primary industry
were to be given weight in considering an application for a conservation
order, but this was to be done bearing in mind that the primary object of
the Act was the conservation of waters in their natural state. The case is
a good illustration of a court adopting a precautionary approach given the
scope, purpose and subject matter of the legislation.
The New Zealand High Court case of Greenpeace New Zealand Inc v Minister for
Fisheries (62) involved a total
allowable commercial catch (TACC) for orange roughy set by the Minister of
Fisheries. Greenpeace applied for judicial review of the decision on the
basis that the orange roughy fishery was depleted and that overfishing had
endangered its survival. The New Zealand Fishing Industry Association and
others argued that:
... the research into the fishery has not
yet been sufficient to establish that the concerns of the applicant or
the Ministry scientists are justified and sees an excessive reduction
as being not only unjustified, but as imposing serious and unnecessary
losses on the industry.(63)
Greenpeace argued that, in
considering the TACC, the Minister was required to apply the precautionary
approach. Counsel drew attention to a statement of the Minister referring
to decisions of the kind under consideration, when he had
said:
It must be a fundamental
starting point that management decisions are based on the best data and
science available and, in the absence of adequate data, upon the
appropriate application of precautionary approaches to management.(64)
After referring to the decision in
Leatch, Gallen J recognised that the precautionary approach would also
apply in New Zealand. His Honour noted that in the case under
consideration, there was no statutory obligation for the precautionary
approach to be adopted under the Fisheries Act 1983, but the
statute reflected international obligations accepted by New Zealand and
that 'there is in that context at least a movement towards the view that
in questions of such moment, a degree of caution is appropriate'. (65) His
Honour went on to say that:
The fact
that a dispute exists as to the basic material upon which the decision
must rest, does not mean that necessarily the most conservative approach
must be adopted. The obligation is to consider the material and decide
upon the weight which can be given it with such care as the situation
requires .... At the same time I note, as counsel did, that in the end
this is a weighing and not a decisive factor. (66)
It was held that the precautionary approach must be
applied by the Minister in formulating a TACC:
In assessing the information upon which a decision must
be based, the precautionary principle ought to be applied so that where
uncertainty or ignorance exists, decision-makers should be cautious.
(67)
As noted by Mascher, the
Court's finding signals an important landmark in New Zealand environmental
law, with implications for fisheries law worldwide, as well as
environmental law in general. (68)
The Kernkraftwerk Krummel
case heard in the Supreme
Administrative Court of Germany is of interest. (69) The Court overturned
the lower Court's decision holding that the administration had an
obligation to check whether or not radiation from the Krummel nuclear
power station stayed within the limits of precaution required by the
Atomic Energy Act. The Court held that if the latest scientific evidence
indicated that earlier norms were now insufficient, the administration
should set higher precautionary standards. While the weighing of risks was
one for the administration, not to be replaced by the opinion of the
courts, the lower Court should have checked whether the administration had
ignored or paid unacceptably little interest in the increase in leukaemia
cases noted in the vicinity of the plant.
Of particular importance to the development of ESD and the
precautionary principle is the Case
Concerning the Gabcikovo-Nagymaros Project (Hungary v
Slovakia) in the International Court of
Justice (70), otherwise known as the Danube Dam case. The Separate
Opinion of Judge Weeramantry, Vice President of the ICJ, is of signal
importance, if not inspirational. While his Honour espoused the principle
in commendable detail, the main Opinion has come under attack by some
commentators as not taking the many opportunities presenting themselves
(at different points of time) to apply the principle, describing the
Opinion as a missed opportunity.(71) The Vice President, however, referred
to the duty on States to carry out 'continuing environmental impact
assessment' because of the potential for significant impact on the
environment and that this was 'a specific application of the larger
general principle of caution'.
The
Appellate Body of the World Trade Organization had to directly consider
the status of the precautionary principle in the Beef Hormone Case.
(72) The Appellate Body, in its report, spoke directly to the relevance of
the principle in interpretation of the relevant Agreement. The report
pointed out that the principle had, in essence, been incorporated into the
Agreement. This is an indication of its acceptance as part of
international customary law. However, it did not apply because it could
not override the explicit wording of certain Articles in the Agreement
which provided that measures be based on risk assessment, a duty the EU
had failed to comply with.
Cameron
has noted that:
The Appellate Body
recognised that one of the issues in the appeal was 'whether, or to what
extent, the precautionary principle is relevant in the interpretation of
the SPS Agreement'. The Appellate Body decided that, the principle was
'the subject of debate among academics, law practitioners, regulators, and
judges,' and the status of the precautionary principle in international
law was something they should not rule on. They decided that the
precautionary principle cannot override
our finding ...' namely that the EC
import ban ... in accordance with good practice, is, from a substantive
point of view, not based on risk assessment. The Appellate Body did
however agree with the European Communities 'that there is no need to
assume that Article 5.7 exhausts the relevance of a precautionary
principle'.(73)
Deimann describes
the reasoning of the Appellate Body on the relevance of the precautionary
principle as containing 'considerable ambiguity'.(74) Having found that
the articles in question explicitly recognised the right of Members to
establish their own levels of sanitary protection, which may be higher and
more cautious than implied by international requirements and guidelines,
it was difficult to comprehend how the principle could not override the
text of the Agreement.
Some
practical examples of the application of the precautionary
principle
The application of the
precautionary principle is becoming a daily occurrence for
decision-makers, especially local government, given the requirements of
the Local Government Act and an increasing number of local environmental plans
incorporating ESD. Central Agencies are also having to consider the
relevance of the principle in their decisions and recommendations. Both
Commonwealth and NSW Commissioners of Inquiry have considered and applied
the precautionary principle in their reports (75). The NSW Minister for
Planning utilised the precautionary principle in refusing the proposed
Lake Cowell gold mine in the central west of the state - 'the application
of the precautionary principle means that the unknown risks to this
significant environment can only be avoided by refusing this mining
proposal'. (76)
Applying the
Precautionary Principle (by Deville and
Harding) is a very useful book providing practical guidance to the
application of the principle in a myriad of
situations.(77)
The Industry
Commission Report of the Inquiry into Ecologically Sustainable Land
Management examined ESD and the precautionary principle. Its centrepiece
recommendation was the establishment of a statutory duty of care to the
environment. The proposed duty would require everyone who influences the
management of the risks to the environment to take all reasonable and
practical steps to prevent harm to the environment that could have been
reasonably foreseen. (78)
Conclusion
Freestone sees
the emergence of the precautionary principle as one of the most remarkable
developments of the last decade and arguably one of the most significant
in the emergence of international environmental law itself.(79) The great
preponderance of opinion nowadays is that the principle has become part of
international customary law.
How
the rhetoric of the principle can be operationalised is one of the
challenges for the first decade of the 21st Century. However, what is
slowly occurring is that the bones of the principle are starting to be
fleshed out. It must be remembered that the precautionary principle is not
absolute or extreme. It does not prohibit an activity until the science is
clear. It does however change the underlying presumption from freedom of
exploitation to one of conservation.
One thing is clear - the precautionary principle will not go away.
It is here to stay, with or without legislative prescription.
Decision-makers and courts (hearing appeals or challenges) will not be
able to dodge it or merely pay lip-service to it. Undeniably the courts
will be required to review its application and attempt to apply it. In
doing so, we will be called upon to evaluate the principle and its place
in environmental decision-making. We must not shirk this
responsibility.
[The research and
assistance of my tipstaff, Rosie Jenkins, is gratefully
acknowledged]
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Appendix
Australian legislation
expressly including ESD principles
Federal Agricultural and Veterinary Chemicals (Administration)
Act 1992 Agricultural and Veterinary Chemicals Act 1992 Agricultural
and Veterinary Chemicals Code Act
1994 Antarctic Treaty (Environment
Protection) Act 1980 Australian Centre for International Agricultural
Research Act 1982 Australian Wool Research and Promotion Organisation
Act 1993 Bounty (Fuel Ethanol) Act
1994 Environment Protection and
Biodiversity Conservation Act
1999 Fisheries Administration
Act 1991 Fisheries Legislation Amendment Act 1997 Fisheries Management
Act 1991 Great Barrier Reef Marine Park Act 1975 Horticultural Research
and Development Corporation Act
1987 Meat and Livestock Industry
Act 1995 Murray-Darling Basin Act
1993 National Environment Protection
Council Act 1994 National Environment Protection Measures
(Implementation) Act 1998 National Heritage Trust
of Australia Act 1997 Natural Resources
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